Fund industry critics worry about rules' impact on liquidity, costs
Regulator to finalize new guidance by the end of 2024
Firms were allowed to collect trailers before the CSA ban, court rules
SRO consults on options for resolving long-standing regulatory disparity
The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday
Self-regulatory organization proposes new settlement obligation and expanded guidance
Stanley Beck was a regulator, academic and investor advocate
Change follows a report from the auditor general that found the rule-making process "exceedingly slow"
European regulators' paper examines investor protection issues arising from investment industry's digitalization
Industry trade groups remain hesitant about sweeping reforms