List of firms subject to resolution planning requirements grows to 17
New process aims to cut compliance burden by consolidating filings
Regulator seeks feedback on distribution issues, retirement accounts
Regulator offering $30,000 grants for academic research on competitiveness
Global group sees risk landscape evolve, new vulnerabilities emerge
Regulator looks to introduce consolidated equity tape in 2027
New firm accepted into framework for facilitating trading in private securities
Shift to focus on material risks, away from procedural failings
Exam priorities no longer cite crypto as an emerging risk, or focus
Review flags issues with supervision of critical fund industry function