Keyword: Regulatory fees

44 results found

But the industry trade group is calling on the regulator to keep fees in check

  • By: IE Staff
  • July 29, 2019 November 13, 2019
  • 15:25
guidelines and regulations binders

Regulator is making changes to the initial model to ease the transition for certain sectors

Vancouver skyline with Stanley Park

Higher fees secure funding needed for effective market oversight and investor protection, commission says

Businessman making presentation with his colleagues and business strategy digital layer effect at the office as concept

The SRO has made significant progress in achieving the priorities laid out in our three-year strategic plan

Mountain Range in British Columbia`

The proposed fee changes will be used to fund increased enforcement and meet growing regulatory obligations

guidelines and regulations binders

Higher revenues and lower cost will produce a surplus for the regulator in fiscal 2018

IAP calls on regulators to eliminate embedded compensation

The current approach to calculating a minimum fee is unnecessarily complex

The SRO recorded a surplus of $6.6 million in fiscal 2017, according to the latest annual report

For firms regulated under securities law, among others, fees are going up by 0.74%

New Alberta law to give SROs greater powers

The new model won’t push fees up as much as initially expected