Keyword: Regulatory fees

44 results found

Annual fees would rise for registered firms and reps

The commission expects to collect $97.4 million in participation fees in fiscal 2016

Participation fees will now track more closely with current business conditions

New fees would recover the cost of IIROC’s new debt market oversight responsibilities

Single reference sets out dealer and marketplace fee models

Regulator proposes a return to fees based on current market conditions

One-time relief on participation fees for small dealers, portfolio managers and reporting issuers

In response to industry complaints, proposed increases for registrants and issuers have been scaled back

Should the OSC consider sources of revenue other than fees?

Are dealers getting what they need from the regulators?

  • By: Ian Russell
  • December 14, 2012 November 17, 2019
  • 00:00