Home Regulatory fees

Keyword: Regulatory fees

33 results found
Low angle view of Skyscrapers in downtown Toronto during the day

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

Fees as a share of industry revenues and profits have continued to decline

coin stacks with letter dice - fees

The model sets out how costs will be shared among credentialing bodies

Close of businesswoman making announcement in paper trumpet

The provincial regulator has set out its priorities and budgets for the next three years

coin stacks with letter dice - fees

Extra fees didn't do much to alter behaviour, the SRO found

Close of businesswoman making announcement in paper trumpet

Fees will be reviewed after markets stabilize and the outcomes of the Capital Markets Modernization Taskforce are known

notepad, laptop and coffee cup on wood table

Late fees incurred between April 17 and June 1 will be waived

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers

Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

The trade group warns that small dealers may be in peril from the pandemic

But the industry trade group is calling on the regulator to keep fees in check

  • By: IE Staff
  • July 29, 2019 November 13, 2019
  • 15:25