Keyword: Regulatory fees

43 results found
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Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

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Fees as a share of industry revenues and profits have continued to decline

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The model sets out how costs will be shared among credentialing bodies

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The provincial regulator has set out its priorities and budgets for the next three years

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Extra fees didn't do much to alter behaviour, the SRO found

Close of businesswoman making announcement in paper trumpet

Fees will be reviewed after markets stabilize and the outcomes of the Capital Markets Modernization Taskforce are known

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Late fees incurred between April 17 and June 1 will be waived

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SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers

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The trade group warns that small dealers may be in peril from the pandemic

But the industry trade group is calling on the regulator to keep fees in check

  • By: IE Staff
  • July 29, 2019 November 13, 2019
  • 15:25