Keyword: Regulatory fees

32 results found
Vancouver skyline with Stanley Park

Higher fees secure funding needed for effective market oversight and investor protection, commission says

Businessman making presentation with his colleagues and business strategy digital layer effect at the office as concept

The SRO has made significant progress in achieving the priorities laid out in our three-year strategic plan

Mountain Range in British Columbia`

The proposed fee changes will be used to fund increased enforcement and meet growing regulatory obligations

guidelines and regulations binders

Higher revenues and lower cost will produce a surplus for the regulator in fiscal 2018

IAP calls on regulators to eliminate embedded compensation

The current approach to calculating a minimum fee is unnecessarily complex

The SRO recorded a surplus of $6.6 million in fiscal 2017, according to the latest annual report

For firms regulated under securities law, among others, fees are going up by 0.74%

New Alberta law to give SROs greater powers

The new model won’t push fees up as much as initially expected

Annual fees would rise for registered firms and reps

The commission expects to collect $97.4 million in participation fees in fiscal 2016