Keyword: Regulatory fees

49 results found
new label

The rule includes the regulator's fee calculations for credentialing bodies

  • By: IE Staff
  • September 19, 2023 September 19, 2023
  • 16:29
compliance

Proposal would allow enforcement money to be used for IT projects and new innovation office

A man removing interlocking pieces from a large stack

Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work

Entrance to Financial Services Regulatory Authority of Ontario

Some fees reduced to reflect existing OSC oversight of new SRO

Stock market quotes

Rate increases are needed to match expanding responsibilities

financial instruments chart, derivaties

New $13.5-million fee for OTC derivatives market players to launch April 2023

Low angle view of Skyscrapers in downtown Toronto during the day

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

Direction of stock market.opportunity time.buy and sell.change for chance.positive thinking

Fees as a share of industry revenues and profits have continued to decline

coin stacks with letter dice - fees

The model sets out how costs will be shared among credentialing bodies

Close of businesswoman making announcement in paper trumpet

The provincial regulator has set out its priorities and budgets for the next three years