Proposal would allow enforcement money to be used for IT projects and new innovation office
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Some fees reduced to reflect existing OSC oversight of new SRO
Rate increases are needed to match expanding responsibilities
New $13.5-million fee for OTC derivatives market players to launch April 2023
Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April
Fees as a share of industry revenues and profits have continued to decline
The model sets out how costs will be shared among credentialing bodies
The provincial regulator has set out its priorities and budgets for the next three years
Extra fees didn't do much to alter behaviour, the SRO found