Expanding access to advice, standardizing KYC data collection on SRO's agenda
Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29
Consolidation on hold as valuations sag, regulatory oversight intensifies
Proposals aim to codify investor protections, enhance flexibility
Transition to be aided by expanding fiduciary requirements
Move aims to reduce the burden of printing and mailing disclosures to investors
Trade group pushes back on Ontario's plan to shorten regulatory comment periods
Groundbreaking securities lawyer, Glorianne Stromberg, dies
Legislative changes would cut minimum comment period to 60 days
Regulators to marry changes to disclosure rules with electronic access