Home Regulatory burden

Keyword: Regulatory burden

177 results found
Picking a dollar

Stronger than expected revenues enables SRO to return US$50 million to brokers

As of July 1, regulator can serve investigative summonses electronically

Old and new sign

On July 1, Quebec joins effort to streamline registration, cut regulatory burden

Rules and regulations

European authority launches consultations on streamlining reporting requirements

SEC issues required new guidance on criminal referrals

Economic indicators

Wide range of proposals, from market structure to broker conflict issues, dropped

Illustration of a businessperson using a magnifying glass to examine files

Proposals aim to ease regulatory burden, enhance investor insight

handing a folded heart from one hand to another

SRO aims to ease compliance, adjust limit to inflation

Rules and regulations

Exchange looks to streamline application, approval processes

investing with a smart phone

Consultation examines whether rules are helping, or hurting, investors