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Keyword: Regulatory burden

111 results found
compliance puzzle

Revisions seek to better align with global standards

business people standing in line under a magnifying glass

Organization launches pilot program to allow remote supervision

Red alert

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

Judge looks at papers

Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's

Board room discussion

Reforms streamline listing rules, reduce shareholder votes

Abstract lines

Proposals include circuit breaker requirements, standards for trade reporting

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

SRO drops firm sponsorship requirement, among other changes

Hands in the air for questions

Consultation highlights industry concerns

Computer screen

Proposals seek comment on adjustments to listing requirements for industrials, miners and energy companies

A person inside a financial maze made out of hedges.

Regulator exceeded its authority with its proposed rulemaking