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Keyword: Regulatory burden

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Editorial: With several dealers defying the spirit of the client-focused reforms, have regulators finally learned their lesson?

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Reforms will take effect in 2022, and regulators promise more to come

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The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

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Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI

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A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting

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Regulator reported a jump in filings in Q4

rules and regulations

Regulators expand list of qualifying courses to sell liquid alts

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The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40
Close of businesswoman making announcement in paper trumpet

Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday

rules and regulations

The revisions aim to reduce redundant requirements on trading venues