SRO reform can lead to a better outcome for dealers and their clients
The SRO staff's authority to rule on exemption applications has been extended
A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA
Steiner has been appointed to the newly formed Office of Economic Growth and Innovation
The regulatory response to Covid-19 has improved the investor experience, writes Ian Russell
Investor advocates have voiced concerns about the OSC’s focus
The regulator sets out processes for lifting conditions, ending fund rep suspensions
Regulators adopt new framework for exempting foreign trading venues
Unclear rules could deter registered individuals from actively contributing to their communities
Both industry and investors approve of the OSC's burden-reduction reforms