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Keyword: Regulatory burden

55 results found
Partners discussing new plans

SRO reform can lead to a better outcome for dealers and their clients

notepad, laptop and coffee cup on wood table

The SRO staff's authority to rule on exemption applications has been extended

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Steiner has been appointed to the newly formed Office of Economic Growth and Innovation

  • By: IE Staff
  • June 17, 2020 June 17, 2020
  • 14:53
business people standing in line under a magnifying glass

The regulatory response to Covid-19 has improved the investor experience, writes Ian Russell

Close of businesswoman making announcement in paper trumpet

Investor advocates have voiced concerns about the OSC’s focus

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

The regulator sets out processes for lifting conditions, ending fund rep suspensions

Stacked white books on rules and regulations

Regulators adopt new framework for exempting foreign trading venues

compliance puzzle

Unclear rules could deter registered individuals from actively contributing to their communities

Corporate Business Team clapping success at Boardroom meeting

Both industry and investors approve of the OSC's burden-reduction reforms