Stronger than expected revenues enables SRO to return US$50 million to brokers
As of July 1, regulator can serve investigative summonses electronically
On July 1, Quebec joins effort to streamline registration, cut regulatory burden
European authority launches consultations on streamlining reporting requirements
SEC issues required new guidance on criminal referrals
Wide range of proposals, from market structure to broker conflict issues, dropped
Proposals aim to ease regulatory burden, enhance investor insight
SRO aims to ease compliance, adjust limit to inflation
Exchange looks to streamline application, approval processes
Consultation examines whether rules are helping, or hurting, investors