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Keyword: Regulatory burden

95 results found
rules and regulations

Proposals aim to codify investor protections, enhance flexibility

client meeting

Transition to be aided by expanding fiduciary requirements

Disclosure form

Move aims to reduce the burden of printing and mailing disclosures to investors

dominos falling

Trade group pushes back on Ontario's plan to shorten regulatory comment periods

Groundbreaking securities lawyer, Glorianne Stromberg, dies

a date circled on a 15th day of a calendar with blue ink

Legislative changes would cut minimum comment period to 60 days

Regulators to marry changes to disclosure rules with electronic access

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Fees for investment dealers to rise 6.4%, annual report says

compliance

Proposal would allow enforcement money to be used for IT projects and new innovation office

Hand holding a light bulb

Demonstrate and discuss your regulatory requirements with clients, IFB says