Keyword: Regulatory burden

70 results found
Close of businesswoman making announcement in paper trumpet

Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday

rules and regulations

The revisions aim to reduce redundant requirements on trading venues

flag of ontario flying high on a flag post, against blue sky

Province considering whether to allow virtual document signing permanently and whether marriage should still revoke a will

Gavel and legal books

The umbrella group for North American securities regulators has identified 244 scams

  • By: IE Staff
  • August 21, 2020 August 21, 2020
  • 13:15
guidelines and regulations binders

The amendments are aimed at reducing regulatory burden without comprising investor protection

  • By: IE Staff
  • August 20, 2020 August 20, 2020
  • 13:40
Partners discussing new plans

SRO reform can lead to a better outcome for dealers and their clients

notepad, laptop and coffee cup on wood table

The SRO staff's authority to rule on exemption applications has been extended

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Steiner has been appointed to the newly formed Office of Economic Growth and Innovation

  • By: IE Staff
  • June 17, 2020 June 17, 2020
  • 14:53
business people standing in line under a magnifying glass

The regulatory response to Covid-19 has improved the investor experience, writes Ian Russell