How to avoid the most common legal and regulatory infractions
Various European markets scrap short-selling restrictions prompted by Covid-19
Enforcement also included penalties and costs totalling $72,500
Advisors share their views on the CSA's client-focused reforms
The SRO is offering temporary relief to firms facing Covid-19 hardship
The group is being chaired by the SEC's chief economist
It's still possible to build your book during a pandemic
Group proposes principles for regulating risks that may arise from adoption of "global stablecoins"
Market operations have proven resilient
Regulator unveils measures to give banks, insurers and pensions operational flexibility