Leveraged and inverse ETFs may present risks that go beyond retail investors, Gary Gensler said
Tech helps preserve product choice
ESMA reviews rules amid rise of meme stocks, robos and digital disclosure
A report from the group calls for enhanced oversight of industry algorithms and technology
The IIAC suggests regulators pay for system changes
New regulations take effect Nov. 15
The reform addresses concerns regarding retail sales tactics
The settlement follows the firm's liquidation last year
The NSSC and FCNB published a consultation paper on possible governance reform
The U.K. regulator unveiled a three-year strategy to combat an array of investor harms