Updated rules for 2023 reflect latest market risk standards
The Ontario regulator also provided a plain-language guide for plan members and spouses
OSFI's move to lift limits on capital returns marks a vote of confidence
Feds' $100 cap on fees for helping clients apply for the DTC was set to become effective Nov. 15
Help clients name a trusted contact person
IOSCO makes recommendations to regulators on ESG issues
But stakeholders say board representation for financial advisors and smaller players is inadequate
Regulator issues new guidance, licensing requirements for firms dealing in crypto investments
Group calls for harmonized incident reporting to counter rising risk
The securities holdings of stablecoins are "already relatively large," the rating agency says