Another layer of regulation would not improve the current structure for advisors, Cowdery says
Three unique experiences lead some to ask: shouldn’t a company be required to register once it reaches a certain size?
MFDA members in Ontario and Newfoundland given 2-year transition period
Regulator will be able to impose conditions on advisor registration at any time
Alberta’s Evans succeeds Selinger
New rules and streamlined process for dealers and advisors launched
New regime takes effect Sept. 28
New CSA rule will spell changes to proficiency requirements, compliance systems, among other things
BCSC fines Investors Group for registration failing
Some groups say rule proposals are too costly