Calgary promoter Ross Stanfield must provide an independent report after raising $229 million
More seriously, the IIROC panel found that Carolann Steinhoff had attempted to frustrate or obstruct investigators
Brenda Leong says the securities regulator needs an integrated approach to deal with fraudsters
Lack of registration requirement can lead to big losses on risky ventures
Three unique experiences lead some to ask: shouldn’t a company be required to register once it reaches a certain size?
IIROC bans on brokers with criminal records are overturned by the securities regulator
Ian Thow spun a web of deception that even skeptics bought, right to the end
One of the most seductive — and risky — investment propositions is the “seed stock” deal. And Vancouver sometimes seems to be Canada’s seed stock headquarters. “Year in and year out, they are our leading source of complaints and investigations,” says Lang Evans, head of enforcement for the B.C. Securities Commission. “Tens of millions of […]
The three were caught in an operation conducted by the Vancouver police, the RCMP’s IMET and the FBI