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Keyword: Registration

288 results found
Crypto coins

Firm breached rules by allowing trading in unregistered binary options

rules and regulations

New agenda outlines plans to curb compliance burden, facilitate innovation

Old and new sign

Policymakers aim to make it easier to enter and comply with rules in the U.K.

bitcoin investment concept on screen

Firm allowed to offer loans collateralized by bitcoin, ether

Illustration of a businessperson using a magnifying glass to examine files

Betting events amounted to binary options, regulator alleges

Board room discussion

All provinces expected to join effort to curb duplication, burden

Court settlement

Fractional investment firm platform triggered registration requirement

penalty card

Connecting issuers and investors violated securities rules, regulator said

Crypto coins

Agency issues opinion indicating that crypto novelties don't fall under securities law

Boardroom talk

Dismantling interprovincial trade barriers should be part of longer-term reform: RBC