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Personnel moves come ahead of agency's new strategic plan

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Fund industry critics worry about rules' impact on liquidity, costs

Crypto coins

Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions

Judge looks at papers

Regulator calls for continuity plans at one-man shops

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Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

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Regulators allege Axia Project misled investors with unregistered offering

Judge gavel, scales of justice and law books in court

Fixed-income notes based on crypto must be registered, regulator alleges

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Refinitiv allowed investors to trade on its platform without registering as an exchange

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

Dominos falling

Draft guidance forms part of larger effort to improve industry conduct