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Keyword: Registration

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bitcoin ethereum litecoin concept coins on black

Crypto losses hurt individuals and the economy, Vingoe says

Pile of cryptocurrency coins

Authorities allege crypto firm traded securities without registration

Dogecoin

CSA demands pre-registration undertakings from firms to protect investors

Kucoin stock illustration

Crypto contracts and futures are securities, says the Ontario Capital Markets Tribunal

compliance puzzle

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

papers on a desk

The CSA made the change, among others, in its final amendments to registration reporting requirements

  • By: IE Staff
  • December 17, 2021 December 17, 2021
  • 09:13
rules and regulations

Amid a flood of various filings, OSC dials back delivery times

gavel

In a settlement with the OSC, he agreed to pay $1.7 million for operating a successful investment club without registration

gavel

An OSC hearing panel approves a settlement and says the sanctions represent a deterrent

social media

Regulators issued a guidance directed at social media "finfluencers"