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Silhouttes of Two Business People Having a Handshake

SRO says post-pandemic rules facilitate flexible working models

a bright idea

Regulator adopts new exemptions designed to help startups raise capital

Banned

Fund rep could fill out basic information, but not KYC info, on investment dealer accounts

Old and new sign

Fees to rise for most firms as minimums go up, certain dealers pay higher share

Court.

Suit alleges that retail investor trades violated securities law

Bitcoin cyptocurrency

Regulator adopts new charges to cover added costs on overseeing crypto sector

Silhouette of man at sunset

Expanding access to advice, standardizing KYC data collection on SRO's agenda

Judge gavel, scales of justice and law books in court

BCSC returns nearly $40,000 to investors who lost much more

a man pushing a giant ball while others push squares

Industry divided on, investor advocates opposed to, reforms

gavel

Settlement includes 20-year market bans, monetary sanctions