Keyword: Registration

234 results found
Judge gavel, scales of justice and law books in court

BCSC returns nearly $40,000 to investors who lost much more

a man pushing a giant ball while others push squares

Industry divided on, investor advocates opposed to, reforms


Settlement includes 20-year market bans, monetary sanctions

Crypto coins

Crypto firm to pursue full dealer and ATS registration, plus SRO membership

right or wrong choice

Regulator aims to bolster investor protection, modernize rules

European Union headquarters

Consultation proposes registration, supervisory standards for independent reviewers


Regulators craft detailed standards to implement new crypto regime


Crypto lending program amounted to unregistered securities offering, regulator charged

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Personnel moves come ahead of agency's new strategic plan

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Fund industry critics worry about rules' impact on liquidity, costs