Alexandra Horwood builds custom portfolios for her clients, then monitors the portfolios closely
Jeannine LiChong will be leaving the company at the end of the year
Abe Sheikh brings expertise in statistical analysis and quantitative modeling
To help uncover a solid performer, follow these selection criteria
Lawrence Ullman, most recently of Richardson GMP, is going to bat on his own with Ullman Wealth Management
The program includes five risk-targeted Morningstar portfolios consisting of mutual funds, pooled funds and ETFs
The results of the review of 65 small firms also provides additional guidance for these firms to meet their obligations
Barrantagh Investment Management will take over as portfolio advisor for Scotia Private Canadian Mid Cap Pool as of June 1
Although regulators don’t oppose these arrangements, it stresses that dealers and portfolio managers must satisfy their regulatory obligations
Transcend Direct is being ushered in as a response to the financial services industry’s new regulatory and technological environment