Nelson Arruda takes on portfolio management responsibilities from Alain Bergeron
The firm is also lowering fees for a number of funds
Sarbit Asset Management was acquired by IA in 2008
Why to consider multi-factor ETFs
Portfolio manager named director of private client wealth
Each party has different roles and responsibilities, and different regulatory obligations, to the client
Compliance reviews are increasingly leading to enforcement action
The commission has reprimanded the portfolio manager for failing to identify and respond to conflicts of interest in connection with WisdomTree ETFs
Portfolio manager accused of failing to identify and respond to conflicts of interest in connection with WisdomTree ETFs
Standard portfolio construction falters because the same tool is used to address two fundamentally different problems