Keyword: Mutual fund regulations

41 results found

Prospectus reviews focusing on disclosure of fees and expenses, investment objectives and strategies, and conflicts of interest

MOU includes mechanism for resolving disagreements about proposed changes

CSA extends deadline for fund rule comments

Proposals would create a more consistent regulatory framework for comparable investment products

Regulator conducts client disclosure sweep

OSC approves amendments to MFDA rules concerning the segregation of client property

Fund names not consistent with investment objectives or investment strategies, regulator says

Many complex and hard-to-value securities, such as structured products, are now available to funds

Several changes to KYC and supervisory requirements take effect December 3

Amendments aim to harmonize requirements with provincial registration rules