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Keyword: Mutual fund regulations

62 results found
Glass globe on newspaper

Total cost reporting, ESG challenges discussed at IFIC conference

Advisor tracking stocks

Regulators propose revisions to accommodate variety of settlement cycles

notepad, laptop and coffee cup on wood table

The exemptions were previously slated to end on Nov. 30

Judge makes ruling

Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages

Board room discussion

Major reforms unlikely after review finds funds resilient to market stress

Magnifying glass image

Industry braces for technical challenges as new disclosures take effect

Couple getting financial retirement advice from consultant at home

CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt

Conflicted graph

Regulators objected to applying "best execution" duties to fund selection

rubber stamp

Regulatory efficiency saves costs and ultimately benefits investors

Coin pouring faucet stock photo

Rules aim to make it easier for funds to meet redemptions amid market stress