Regulators codify their approach to crypto funds in rules
Many firms use discretion to set ratings, some lack policies, CSA finds
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers
Proposals aim to boost investor protection around proprietary fund sales
European regulators aim to curb vulnerabilities revealed by March 2020 market stress
OSC, AMF call for freshening up fund governance
Total cost reporting, ESG challenges discussed at IFIC conference
Regulators propose revisions to accommodate variety of settlement cycles
The exemptions were previously slated to end on Nov. 30
Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages