Compliance exams uncover an inappropriate one-size-fits-all approach
Regulators need to introduce systemic changes that will control the growth of regulation, improve regulatory efficiency and reduce the regulatory burden
A review led by OSC and AMF staff is being conducted this year with a target for mid-2018 for proposed rule amendments and comments
IOSCO report examines examines investment fund liquidity management tools in 26 jurisdictions around the world
Comments sought from industry
The provincial regulator also wants to explore whether fund prospectuses provide sufficient clarity on different fund classes
Prospectus reviews focusing on disclosure of fees and expenses, investment objectives and strategies, and conflicts of interest
MOU includes mechanism for resolving disagreements about proposed changes
CSA extends deadline for fund rule comments
Proposals would create a more consistent regulatory framework for comparable investment products