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Keyword: Mutual fund regulations

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businessman showing where to sign agreement law contract pen

Compliance exams uncover an inappropriate one-size-fits-all approach

business people standing in line under a magnifying glass

Regulators need to introduce systemic changes that will control the growth of regulation, improve regulatory efficiency and reduce the regulatory burden

A review led by OSC and AMF staff is being conducted this year with a target for mid-2018 for proposed rule amendments and comments

IOSCO report examines examines investment fund liquidity management tools in 26 jurisdictions around the world

Comments sought from industry

The provincial regulator also wants to explore whether fund prospectuses provide sufficient clarity on different fund classes

Prospectus reviews focusing on disclosure of fees and expenses, investment objectives and strategies, and conflicts of interest

MOU includes mechanism for resolving disagreements about proposed changes

CSA extends deadline for fund rule comments

Proposals would create a more consistent regulatory framework for comparable investment products