Former rep failed to cooperate with an IIROC investigation because of fairness concerns
Divisions of RBC, BMO and National Bank named in proposed class actions
Report highlights an uptick in litigation against firms in the technology sector
The court sided with the clients, ruling that there was “no overriding or palpable error” in the motions judge’s decision
Question of whether Industrial Alliance reps are employees or contractors punted back to Tax Court
The panel found that contracts that were marketed as a tax-planning vehicle amounted to securities
Proprietary trader entitled to six-month’s notice, additional damages and costs
Litigation expected to be resolved as a result of revised Saskatchewan regulations
Common strategy’s wording problematic
Quebec regulator’s investigation and complaint covered by its statutory immunity