Home Michael Bookman

How to protect yourself from risks of insider trading

  • February 7, 2020 March 6, 2020
  • 15:56

Litigation risk exists even after you’re retired or unable to work

  • November 29, 2019 December 12, 2019
  • 16:03

The OSC says there is a lot of room for improvement in its 2019 summary report

  • October 4, 2019 November 14, 2019
  • 16:43

IIROC and MFDA advisors could lose their licence if they act as an executor and/or beneficiary

  • August 9, 2019 November 14, 2019
  • 17:13

IIROC and the CSA have provided new guidance to dealers

  • June 14, 2019 November 14, 2019
  • 15:24

Tips for knowing when you’re in a fiduciary relationship and providing dutiful service

  • April 18, 2019 November 14, 2019
  • 17:00

As the Canadian population ages, many advisors face difficult situations regarding POA

  • February 22, 2019 November 14, 2019
  • 16:30