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Bank of Nova Scotia, Toronto, On

The announcement follows a similar proposal against TD Asset Management launched in April and the CSA’s proposal to ban mutual fund firms from paying discount brokerages trailer fees

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Cybersecurity breaches may have disclosed personal and financial information of up to 90,000 customers

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Autorité des marchés financiers “very disappointed” with decision

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Law society complaints dismissed

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The interests of the clients must be put ahead of those of the firm, court says

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The court also denied the defunct labour-sponsored investment fund’s counter claim

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Ontario advisor violated securities rules by borrowing funds from several insurance clients

  • May 17, 2018 May 17, 2018
  • 11:00
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Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says

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The action against TD Asset Management claims damages of $200 million

Judge gavel, scales of justice and law books in court

Setting up a trust or buying an insurance policy could offer protection for clients' families without putting assets at risk