Home Lawsuits

Keyword: Lawsuits

531 results found
gavel

Constitutionality of regulator's investigative tools upheld on appeal

Judge looks at papers

Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's

gavel

Lower court ruled widow entitled to cancel policy switch, collect $1.3M payout

Investing

Regulator proposes new regime to pay out disgorged funds to victims of misconduct

Judge looks at papers

Court rejects confidentiality in alleged wrongful dismissal case

Court.

Former rep's objection to regulator's investigative powers stayed

gavel

BCSC previously sanctioned participants in private placement scheme

Gavel and legal books

Toronto-based fund loses bid to transfer case to Ontario

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm resolved allegations of KYC, suitability, conflict failures

Judge looks at papers

Fund manager denied right to a jury trial by internal tribunal, majority says