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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Emerge ETFs class action won’t proceed

Fund manager has no assets or insurance, lawyer says

gavel

Tribunal asked to pause OSC’s Bridging case

Lawyers for firm's founder seek adjournment amid unpaid legal bills

Court.

Court certifies crypto class action against Binance

Suit alleges that retail investor trades violated securities law

Entrance to Financial Services Regulatory Authority of Ontario

FSRA disciplinary disclosure faces legal challenge

Ontario court allows bid for judicial review of enforcement practices

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ontario court certifies fourth NSF fee class action

Case alleges Scotiabank charged duplicate fees on failed debits

gavel

BMO Nesbitt sanctioned for supervisory shortcomings

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Judge makes ruling

Advocis settles with SeeWhy over non-payment of study materials

Association paid outstanding invoice, plus interest and majority of legal fees, SeeWhy says

Court ruling

Margin call claim must go to trial

Question of whether client used stop loss orders requires hearing, court rules

Judge gavel, scales of justice and law books in court

Julie Martini sues Advocis for constructive and wrongful dismissal

The claim is the third against the national financial advisors association in recent months

Judge gavel, scales of justice and law books in court

Court upholds tribunal findings in Amaya case

Appeals by advisor, analyst in insider trading case dismissed