Case claimed extra compensation for selling in-house funds harmed investors
Evidence released by the regulator is being used in a potential class action
The lawsuit involves risk disclosure
Rep facing discipline is allowed to use IIROC transcript in court case
Firm plans to set 30% as new standard for female board representation
The Ontario Divisional Court has rejected TDAM’s leave to appeal an earlier ruling
Civil cases will be heard by judges alone to minimize delays due to Covid-19
Clock on civil and criminal cases to start running again on Sept. 1
The firm is alleged to have wrongfully dismissed two former advisors who were promoted to regional director roles
An appeal court has found that a proposed case against a fund manager may be able to proceed