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Judge gavel, scales of justice and law books in court

Court rules RBC Capital Partners failed to adequately compensate managing director

US$3.5 billion in prospective settlement funds awaits court approval

2017’s increase driven by merger-objection cases

The high court concluded that an audit firm can only be held responsible where a company’s financial losses relate to the actual purpose of the auditors’ work

Alternative asset manager alleges mortgage lender’s disclosure was inaccurate and misleading

MFDA bans former rep for recommending unsuitable strategy

A ruling from the Ontario Superior Court delivered in November concluded that much of the drive behind the lawsuit was “entrepreneurial” in nature

West Face says it covered its short position during a period in which it now believes that market prices of Home Capital shares were inflated due to incomplete public disclosures

IIROC reaches settlement with three former All Group reps

A B.C. court has ruled that complex allegations involving unsuitable investments should be heard by a judge alone

Alberta man terminated without cause by NBF less than a year into the job

Computershare to acquire exempt market business of Canadian Western Trust

Mutual fund manager Patricia Perez-Coutts and four other employees left AGF to join Westwood in 2012