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Court rules in favour of labour-sponsored venture fund against fund manager

GrowthWorks WV Management has been ordered to repay $1.4 million to GrowthWorks Commercialization Fund

Court rules in favour of labour-sponsored venture fund against fund manager

The OSC approved a settlement with the alternative mortgage lender earlier this month

MFDA bans former rep for recommending unsuitable strategy

Helping set up website not a violation of securities laws, Ontario Court rules

Failure to keep a potential beneficiary informed overrides a limitation period, B.C. court rules

Court rules in favour of labour-sponsored venture fund against fund manager

But the costs of terminating a long-term administrative employee who had agreed to work for the buyer for at least six months after the sale were the buyer’s responsibility

Court rules in favour of labour-sponsored venture fund against fund manager

A settlement the advisor signed with his former firm included a provision waiving the rights he had under the terms of his employment agreement

Court decision means a former spouse loses access to life insurance proceeds because of change to beneficiary in ex-spouse's policy

Court rules in favour of labour-sponsored venture fund against fund manager

The couple claimed to have lost $1.2 million as a result of poor advice from a TD Waterhouse advisor more than a decade ago

Three things advisors need to know to survive an audit

Ellen Bessner and Dan Richards discuss how advisors should respond when they are audited by a regulator (Part 8 of 8)

How to handle client complaints

Ellen Bessner and Dan Richards discuss the steps you need to take right away if a client makes a complaint that may involve a lawsuit (Part 7 of 8)