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Judge gavel, scales of justice and law books in court

The court certified the class action for claims of breach of contract and fraudulent concealment

Judge gavel, scales of justice and law books in court

Brokerage firm had good reason to terminate advisor

Bank of Nova Scotia, Toronto, On

The announcement follows a similar proposal against TD Asset Management launched in April and the CSA’s proposal to ban mutual fund firms from paying discount brokerages trailer fees

hacker programing in technology enviroment with cyber icons and symbols

Cybersecurity breaches may have disclosed personal and financial information of up to 90,000 customers

Judge gavel, scales of justice and law books in court

Autorité des marchés financiers “very disappointed” with decision

Judge gavel, scales of justice and law books in court

Law society complaints dismissed

Judge gavel, scales of justice and law books in court

The interests of the clients must be put ahead of those of the firm, court says

Judge gavel, scales of justice and law books in court

The court also denied the defunct labour-sponsored investment fund’s counter claim

Judge gavel, scales of justice and law books in court

Ontario advisor violated securities rules by borrowing funds from several insurance clients

  • By: IE Staff
  • May 17, 2018 December 19, 2018
  • 11:00
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Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says