Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Receiver permitted to market assets, despite lack of enforcement allegations
Regulator consults on rules to boost trust, confidence in sustainability data
MSC finds no error with panel's findings against former fund rep
Regulator publishes draft priorities, highlighting competitive concerns
Terms in securities law shouldn't be interpreted restrictively: SCC
Regulators aim to guard against systemic risk, bolster fund industry practices
Regulators seek feedback on initiative that sparked little activity
Firm penalized for breaches uncovered in a compliance exam