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Keyword: Investor protection

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NASAA aids states in developing victim assistance funds

United States Capitol, Washington DC

State regulators warn against attempts to deregulate in response to Covid-19

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CSA suggests investors turn to industry for assistance

16253748 - hand of a businesswoman at her desk with a pen and a clipboard

The OSC committee outlined past and present initiatives in its annual report

  • By: IE Staff
  • May 7, 2020 May 7, 2020
  • 14:33
suspicious client

Kenmar Associates says regulator put burden reduction ahead of investor protection

Senior couple planning a holiday

Investor advocates are concerned about unsuitable DSC fund sales

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IOSCO calls for more consistent, comparable ESG disclosure

suspicious client

Suitability remains investors’ top complaint, OBSI says

stage curtain

The new IAP members will serve two-year terms

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The SRO will set up an advisory group that represents the investor perspective