Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions
European regulators set expectations for investment funds and issuers amid the conflict
Investor advocates want even stricter rules, but industry groups raise concerns about timing and jurisdiction
ESMA aims to boost protections against emerging risks such as gamification
Editorial: With investors facing more than $1 billion in losses from the collapse of asset manager Bridging Finance Inc., the Street has some explaining to do.
Proposed regime would apply to prospectuses and financials but not proxies
Regulator details its compliance review priorities for the year ahead
Desired skills include advisory experience
Binding compensation remains a sticking point
CCIR, CISRO consultation will also consider outright ban on upfront commissions