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Keyword: Investor protection

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Proposed rules aim to address unpaid compensation to harmed investors

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Leveraged and inverse ETFs may present risks that go beyond retail investors, Gary Gensler said

ESMA reviews rules amid rise of meme stocks, robos and digital disclosure

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SEC, FINRA, NASAA join forces in investor protection push

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Regulators concerned about blurring lines between engagement and advice

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The SEC chairman said the regulator needs more authority and resources to regulate crypto markets

  • By: Matt Ott
  • August 3, 2021 August 3, 2021
  • 15:31
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Shell company deals can be complex and risky, regulators say

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New rules will enable firms to use temporary holds, seek trusted contacts to help protect vulnerable investors

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The regulator has proposed a set of reforms to enhance the appeal of going public

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As crypto usage rises, suspicion is declining, research finds