NASAA aids states in developing victim assistance funds
State regulators warn against attempts to deregulate in response to Covid-19
CSA suggests investors turn to industry for assistance
The OSC committee outlined past and present initiatives in its annual report
Kenmar Associates says regulator put burden reduction ahead of investor protection
Investor advocates are concerned about unsuitable DSC fund sales
IOSCO calls for more consistent, comparable ESG disclosure
Suitability remains investors’ top complaint, OBSI says
The new IAP members will serve two-year terms
The SRO will set up an advisory group that represents the investor perspective