Caroline Crenshaw cautioned against suggestion that mining activity doesn't involve securities
SRO consulting on possible reforms to rules around research, underwriting
Extreme stress in nickel markets led to trading outage in 2022
Fund held securities, including oilsands companies, that it said were screened out
Scheme sought to manipulate the value of troubled WeWork shares
Fractional investment firm platform triggered registration requirement
Regulator alleges interference in firm's investigation into sexual harassment allegations
Receiver won't take legal action against banks used in B.C. Ponzi scheme
Connecting issuers and investors violated securities rules, regulator said
Review flags conflict, independence shortcomings in private asset valuations