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Keyword: Investor protection

445 results found
push off cliff

Governments and regulators aren’t funding independent advocacy

Queen's Park, Ontario legislature, exterior

Sweeping recommendations to reform Ontario’s securities laws are facing a barrage of criticism

female advisor with laptop

Despite disclosures, investors still don’t know what they pay

Senior couple planning a holiday

Comment letters to the CSA proposal lay out risks to the client-advisor relationship

Cropped shot of a cheerful elderly woman hugging her husband who's in a wheelchair at home during the day

A safe harbour provision is necessary to ensure advisors act in their clients’ best interests 

Three stuffed money bags

An Alberta firm refused to compensate a harmed investor

  • By: IE Staff
  • August 28, 2020 August 28, 2020
  • 14:03
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The new executive director spent almost 20 years at Ontario's securities regulator

  • By: IE Staff
  • August 24, 2020 August 24, 2020
  • 11:43
Queen's Park, Ontario legislature, exterior

Ontario’s investor protection proposals could prompt change at the national level

suspicious client

Harmed investors need more than a legal aid clinic

  • By: IE Staff
  • August 21, 2020 August 17, 2020
  • 00:02
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The SRO will offer five years of funding to the Osgoode Investor Protection Clinic