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Keyword: Investor protection

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People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions

Russian Ukraine conflict concept

European regulators set expectations for investment funds and issuers amid the conflict

magnifying glass

Investor advocates want even stricter rules, but industry groups raise concerns about timing and jurisdiction

social media

ESMA aims to boost protections against emerging risks such as gamification


Editorial: With investors facing more than $1 billion in losses from the collapse of asset manager Bridging Finance Inc., the Street has some explaining to do.

  • By: IE Staff
  • April 19, 2022 April 18, 2022
  • 00:19
Business and financial report with laptop Accounting economic

Proposed regime would apply to prospectuses and financials but not proxies

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Regulator details its compliance review priorities for the year ahead

Woman at business meeting

Desired skills include advisory experience

  • By: IE Staff
  • March 10, 2022 March 10, 2022
  • 15:29
crowd divided

Binding compensation remains a sticking point

Closed sign in a shop showroom with reflections

CCIR, CISRO consultation will also consider outright ban on upfront commissions