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Keyword: Investor protection

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closeup of on table in empty corporate conference room

Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017

“Double dip” scheme appears to target investors who lost funds to a foreign exchange trading scheme

red warning flag on a stormy beach

Investors approached by the unregistered firm’s representatives are urged to contact the regulator

Many hands choosing cryptocurrency coins from box labeled ICO

CSA report highlights investor education activities

Investors using the unregulated platforms should not expect to receive the same protections applicable to exchanges or dealers

Washington DC Monument with cherry blossoms

SALI aims to better equip investors to protect themselves against fraud

business man riding a tortoise pointing with finger

Investor Advisory Panel calls on regulators to adopt a “best interest” standard as soon as possible

loseup portrait senior man protecting a piggy bank

The investor advocacy group is working to ensure that securities regulation protects and meets the needs of all investors

Bitcoin Electronic Crypto Currency Exchange Concept Illustration

The cryptocurrency firm is not registered in Ontario

Audio recording tells investors what fraud sounds like