Keyword: Investor protection

1558 results found
AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

Hand stopping dominos

PwC's proposed approach to investor payouts faces a legal challenge

Judge's gavel with magnifying glass on black.

The firm and its founder were permanently banned, fined

Man reads legal document carefully using magnifying glass

A pair of major crypto cases drove monetary relief to record heights

Crypto currency

Other issuers have until Dec. 31 to comply with the regulators' stablecoin rules

announcement

Trump nominates crypto advocate as next head of the SEC

Fraud

Level of concern declines alongside interest rates, CSA reports

Former wealth advisor accused of robbery, attempted murder, arson

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Regulator launches effort to enhance transparency of firms' dispute resolution efforts

Compliance sweep in 2022 found WealthBar wasn't meeting new standards