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First Block Capital granted bitcoin investment fund manager registration

Dealers and advisors must perform their own due diligence before recommending these products to their clients

Cryptocurrency contracts for differences identified as an emerging threat

Less investor protection and greater opportunities for fraud and manipulation mean investors should be wary

The clinic is staffed by students from York University’s Osgoode Hall Law School who are paired with supervising lawyers from business law firms in Ontario

Proposed changes aim to make the program work better for investors

Retail Strategy Task Force will develop initiatives to identify misconduct impacting retail investors

The clinic will provide legal help to investors that may have suffered losses due to misconduct

Some professional awards and designations provide little basis on which to judge the abilities of the advisor, SEC investor bulletin says

Transition to shorter T+2 settlement now underway

The two regulators aim to bolster investor protection

  • By: IE Staff
  • September 12, 2017 December 19, 2017
  • 10:00

The IAP notes such provisions were recently adopted in the U.S.