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Investor protection
Investor protection
Regulation
AI derivatives market does not compute, yet
August 19, 2026
James Langton
Regulation
CFTC wraps enforcement against pair in FTX case
August 19, 2026
James Langton
Regulation
Exec charged for trading ahead of dismal results
August 19, 2026
James Langton
Regulation
FCA sanctions former industry exec
August 19, 2026
James Langton
Regulation
SEC charges trio of Tricolor execs
August 19, 2026
James Langton
Regulation
OBSI, chargebacks remain on CSA agenda
August 18, 2026
James Langton
Regulation
ESMA seeks counterparty transparency
August 18, 2026
James Langton
Regulation
Pre-IPO scheme charged hefty markups: SEC
August 18, 2026
James Langton
Regulation
Scotia Securities settles CIRO complaint-handling case
August 17, 2026
James Langton
Regulation
Ex-broker gets jail for social media scheme
August 17, 2026
James Langton
Regulation
FINRA seeks to boost firms’ fraud defences
August 14, 2026
James Langton
Regulation
Fundco execs sanctioned for false statements: FCA
August 14, 2026
James Langton
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