IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Trading engine upgrade not matched by surveillance
It's the second firm in Canada to receive approval to offer futures and forecast contracts
Concerns about investor harm arise as trailers persist, despite 2012 ban
Conflict arose from allocation that generated revenue from "no fee" accounts
Regulator alleged US$14 million overcharging, settles for US$150,000 penalty
Enforcement case concluded against man convicted of insider trading
Regulators' proposals would lower banks' risk-based capital requirements
Request for state-appointed legal counsel denied by Ontario appeal court
Ex-rep posed as a successful trader online, duping investors