Only tokenized securities count under new guidance that also clarifies landmark legal test
Regulators update policy on the use of non-GAAP financial measures
Proposals seek to ensure banks can cope with rapid liquidity events
Regulator seeks to limit brokers' OTC requirements to equities
U.K. regulator seeks faster resolutions for clients, greater certainty for firms
Former judge leaves agency after just over six months
SRO's proposals seek to enhance regulatory efficiency
Investors lost nearly $1.4 million in long-running fraud
Initiative seeks greater efficiency, transparency for regulatory misdemeanors
Multi-national effort to tackle phishing includes OSC, OPP and RCMP