Advocis calls on Ontario’s new government to take action to protect investors
Investor Protection Clinic reviewed 40 applications for assistance in its first year
Nova Scotia joins two other provinces in giving IIROC full enforcement toolkit
Members will be selected to represent a broad range of relevant experience, skills, knowledge and perspectives
Report covers the marketing and sale of rolling-spot forex contracts, contracts for differences and binary options
Scam artists may linger long after the storm has passed
Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017
Investors approached by the unregistered firm’s representatives are urged to contact the regulator
CSA report highlights investor education activities
Investors using the unregulated platforms should not expect to receive the same protections applicable to exchanges or dealers