U.K. regulator curbs investor protections to attract issuers, placate bankers
OSC sought to extend order until enforcement proceedings complete
Firms with history of misconduct identified on BrokerCheck system
InvestorCOM, a vendor of Mackenzie Investments, had data exposed when hackers targeted a secure file transfer service
Almost half of high-risk agent reviews found best-practice failures
Moody's says prudential requirements and supervision are likely to be stiffened
Former CFO embezzled US$5 million to trade meme stocks, crypto
U.S. court orders US$3.4 billion in penalties and restitution in global forex fraud
The Quebec regulator also plans to improve complaint handling and financial literacy
Regulator will issue penalties, without hearings, for minor rule violations