Regulator confirms enforcement inquiry into extended LME closure
Court dismisses suit against Million Dollar Round Table
New study to look at the competitiveness of markets for benchmarks, credit ratings
U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said
Regulator proposes principles-based guidance on firms' culture
Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
SRO panel delayed its decision pending proof of repayment that never came
U.S. regulators charged the crypto firm's top engineer
Former federal prosecutor to lead regulator's enforcement division
Regulators objected to applying "best execution" duties to fund selection