Investor protection

News

OSC’s case against Bridging execs gets the go-ahead

June 22, 2023 James Langton
gavel on a laptop
News

Fraud victims to get $2 million back: BCSC

June 21, 2023 James Langton
News

CFTC aims to root out fraud in carbon markets

June 21, 2023 James Langton
News

Proposed syndicated mortgage class action rejected

June 19, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

U.K. undertakes first systemic stress test

June 19, 2023 James Langton
News

ESMA examines impact of sustainable suitability rules

June 16, 2023 James Langton
News

IOSCO, FSB consider fund liquidity risk reforms

June 16, 2023 James Langton
Industry News

Sam Bankman Fried could face 2 criminal trials, with prosecution on some charges delayed until 2024

June 16, 2023 Larry Neumeister, The Associated Press
cryptocurrencies
From the Regulators

OSC seeks to ban former fund industry exec

June 15, 2023 James Langton
From the Regulators

European Commission issues proposals to bolster sustainable finance

June 15, 2023 James Langton
Lightbulb drawn around tree image, indicating sustainable ideas
From the Regulators

Rep sanctioned for overlooking red flags

June 14, 2023 James Langton
Businessman shamed
News

Regulators lay groundwork for total cost reporting

June 13, 2023 James Langton