Regulators found firms are failing to identify and manage conflicts in clients' best interests
Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages
Offshore stock trades came alongside previously-sanctioned options trades
The CSA and CIRO will consider such awards a compliance issue
BoC research found that hedge funds joined the selling action in bond markets
Regulator issues proposed guidance for public comment until Aug. 25
Compliance reviews exposed gaps in firms' anti-money laundering controls
Regulator insists cryptoassets were securities, despite efforts to skirt that designation
Major reforms unlikely after review finds funds resilient to market stress
Report on industry conflicts to be published soon with CSA, CIRO