Investor protection

News

Sustainable finance disclosure still falling short

September 29, 2023 James Langton
Green planet
News

SEC, CFTC hit delete on firms’ WhatsApp, texting

September 29, 2023 James Langton
Using phone for finances
From the Regulators

Wall Street analyst charged in insider trading probe

September 28, 2023 James Langton
From the Regulators

CSA finalizes derivatives conduct rules

September 28, 2023 James Langton
rules and regulations
News

Fake Epstein investigation fraudster gets jail

September 27, 2023 James Langton
jail bars
News

Crypto Ponzi schemer sentenced

September 26, 2023 James Langton
Crypto coins
News

BCSC settles with participants in consultant scheme

September 26, 2023 James Langton
From the Regulators

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

September 26, 2023 James Langton
Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept
From the Regulators

Podcaster perpetrated Ponzi scheme, SEC alleges

September 25, 2023 James Langton
Picking a dollar
From the Regulators

SEC sanctions Deutsche Bank for greenwashing, AML violations

September 25, 2023 James Langton
Fines graphic
From the Regulators

U.K. regulators seek to boost diversity, combat groupthink

September 25, 2023 James Langton
diversity
From the Regulators

U.S. fund industry slams new SEC fund-name rules

September 20, 2023 James Langton
Inspecting papers