Investor protection

From the Regulators

OneCoin co-founder sentenced to 20 years for US$4 billion scheme

September 12, 2023 James Langton
Fraudster imprisoned
From the Regulators

SEC sanctions firms’ theoretical returns reporting

September 12, 2023 James Langton
angry client meeting
From the Regulators

NASAA details investment advisers’ compliance issues

September 11, 2023 James Langton
Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin
From the Regulators

IOSCO details DeFi policy proposals

September 8, 2023 James Langton
From the Regulators

Private firms must follow whistleblower rules too: SEC

September 8, 2023 James Langton
From the Regulators

DeFi trio runs afoul of CFTC

September 8, 2023 James Langton
Judge looks at papers
From the Regulators

MX sanctions weak trading oversight

September 8, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FCA offers crypto firms a little carrot, a bit of stick

September 7, 2023 James Langton
From the Regulators

Crypto a threat to financial, economic stability

September 7, 2023 James Langton
cryptocurrencies
From the Regulators

OSC seeks cease trade in forex fraud case

September 7, 2023 James Langton
Gavel and texts
From the Regulators

U.S. brokers need work on best interest compliance

September 5, 2023 James Langton
From the Regulators

B.C. couple charged in Ponzi scheme

September 5, 2023 James Langton