Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy
The pressure on firms to evolve, invest in new technologies and keep up with ever-increasing compliance costs were the key drivers of this trend
Elie Nour left Manulfe Securities to start investment dealer Nour Private Wealth
Their success has been overshadowed by the struggles of institutional dealers
U.S. firm specializes in mortgage- and asset-backed securities in the institutional investor market
A pair of notices offer direction for investment dealers and fund managers
Edward Jones tops J.D. Power investor satisfaction ranking for sixth consecutive year
The MRAC provides advice to IIROC staff about possible changes to trading rules, guidance and other market regulation issues
More than US$3 million is being donated to more than 40 youth-focused charities worldwide
The acquisitions aim to bolster Canaccord’s trading business and aid the development of robo-advisory offerings