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Keyword: Investment dealers

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Perplexed professional male

Edward Jones tops J.D. Power investor satisfaction ranking for sixth consecutive year

  • By: IE Staff
  • August 16, 2018 August 16, 2018
  • 11:44
meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

The MRAC provides advice to IIROC staff about possible changes to trading rules, guidance and other market regulation issues

Businessman takes bag of money from another businessman.

More than US$3 million is being donated to more than 40 youth-focused charities worldwide

handshaking and exchanging contract documents

The acquisitions aim to bolster Canaccord’s trading business and aid the development of robo-advisory offerings

The two clients are affiliates of the investment dealer

guidelines and regulations binders

The practice raises concerns regarding conflicts of interests for dealers and corporate governance for companies

Piggy bank with money flat icon illustration

The Vancouver-based team is the latest group to join Canaccord’s Canadian wealth-management business

  • By: IE Staff
  • April 2, 2018 April 2, 2018
  • 12:45
Downtown office buildings Toronto

Consolidation poised to continue for Canada’s investment industry

Technology security concept. Modern safety digital background. Protection system

The FutureVault platform will enable advisors to quickly and securely collaborate on business and client information, anytime and from any device.

Hand choosing employee group of businessmen new job appointment notice

Marwan Kubursi and David Novak join Canadian team

  • By: IE Staff
  • February 20, 2018 August 1, 2018
  • 14:00