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Keyword: Investment dealers

419 results found
Crypto money

OSC sweep uncovered issues with firms' account opening, client limits

AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

Fraud

Level of concern declines alongside interest rates, CSA reports

Improving economic outlook underpins strong deal activity: Crosbie & Co.

Geopolitics

Sector's strong profits, stable leverage to offset downside risks

Merger puzzle pieces

With strong financials and easing regulation, conditions are ripe for more dealmaking, Fitch says

Judge's gavel with magnifying glass on black.

Enforcement case volumes decline in fiscal 2024, agency says

Businessman Blowing Whistle Isolated on White Background

Brokers' texting, whistleblower protections among regulator's priorities

Businessman concetrating while working on laptop

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

Dividing groups

OSC to delegate registration to CIRO, rest of CSA considering it too