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Keyword: Investment dealers

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business people team success celebration concept

The firm has added 16 advisory teams from a year ago while client AUA rose by 54.3% year-over-year

  • By: IE Staff
  • November 14, 2018 November 14, 2018
  • 11:04
gavel with $100-bill background

Proprietary trader entitled to six-month’s notice, additional damages and costs

Toronto Skyline at dusk, Ontario, Canada

Rebrand reflects firm’s focus to put client interests first

  • By: IE Staff
  • November 5, 2018 November 5, 2018
  • 11:53
usinessman analyzing investment charts with laptop

Financial advisors are becoming more identified as “managers of managers,” says Ian Russell, IIAC president and CEO

  • October 29, 2018 October 29, 2018
  • 14:00
Andrew Auerbach, BMO Nesbitt Burns, Investment Executive November 2018, page 12

The new head of BMO Nesbitt Burns wants to help advisors grow their businesses by working with other experts at BMO

businessman hand working computer and business strategy concept

Taking this approach can help arrest erosion in operating margins in the wealth-management business and be of benefit to clients

Stock exchange board with abstract background

TD Securities first in equity and debt underwriter rankings

Downtown Calgary with River skyline`

Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy

Chart: Number of dealer firms is declining

The pressure on firms to evolve, invest in new technologies and keep up with ever-increasing compliance costs were the key drivers of this trend