Risky firms, crypto platforms add to compliance division's workload
Proposals seek to ease capital raising, bring back research bundling
Investment banking gains cushion weakness in banking: Fitch
Organization launches pilot program to allow remote supervision
Fraud claims pass suitability issues among investment cases
Self-regulatory organization reported year-over-year decline in decisions and sanctions
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns
Global revenues up driven by debt issuance, M&A advisory fees, LSEG reports
RBC Capital Markets dominates underwriting league tables