Home Investment dealers

Brian Connell-Tombs taps into more than 20 years of experience with Canada’s regulatory agencies and industry oversight groups

  • By: IE Staff
  • September 28, 2017 September 28, 2017
  • 15:20

The model disclosure is designed to help investors better understand and compare brokers’ account and service fees

The investment industry's bottom line is undeniably strong, thanks to the retail business

Revenue from retail, fee-based accounts is particularly strong

The industry is facing intensifying competition, longer-term performance pressures and regulatory developments

The SRO recorded a surplus of $6.6 million in fiscal 2017, according to the latest annual report

RBC holds off Canadian fixed income rivals

All the leading Canadian fixed-income dealers have upped their game over the past 12 months

Richardson GMP plans a big overhaul to its revenue model

Peter Lee says CIBC's combined services for HNW clients are a "cross-pollination" that appeals to this affluent group

Computershare to acquire exempt market business of Canadian Western Trust

Arbitrator rules the firm must pay out more than $19 million, much less than the amounts sought by Ira Gluskin and Gerry Sheff