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Keyword: Investment dealers

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Vancouver skyline with Stanley Park

The owner of Chippingham Financial and Rothenberg Group of Cos. Is acquiring the Vancouver-based dealer for more than $100 million

business people team success celebration concept

The firm has added 16 advisory teams from a year ago while client AUA rose by 54.3% year-over-year

  • By: IE Staff
  • November 14, 2018 February 14, 2019
  • 11:04
gavel with $100-bill background

Proprietary trader entitled to six-month’s notice, additional damages and costs

Toronto Skyline at dusk, Ontario, Canada

Rebrand reflects firm’s focus to put client interests first

  • By: IE Staff
  • November 5, 2018 February 14, 2019
  • 11:53
usinessman analyzing investment charts with laptop

Financial advisors are becoming more identified as “managers of managers,” says Ian Russell, IIAC president and CEO

  • October 29, 2018 February 14, 2019
  • 14:00
Andrew Auerbach, BMO Nesbitt Burns, Investment Executive November 2018, page 12

The new head of BMO Nesbitt Burns wants to help advisors grow their businesses by working with other experts at BMO

businessman hand working computer and business strategy concept

Taking this approach can help arrest erosion in operating margins in the wealth-management business and be of benefit to clients

Stock exchange board with abstract background

TD Securities first in equity and debt underwriter rankings

Wall Street Bull bronze sculpture in the Financial District in Manhattan

Regulator launches SIE exam

Downtown Calgary with River skyline`

Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy