Canada remained the last G20 country without conduct standards for OTC derivatives markets
Fees for investment dealers to rise 6.4%, annual report says
Proposal aims to ease regulatory costs, encourage capital formation by mature issuers
In joint letter, industry associations lobby against proposed changes
Advisors identify struggles such as back-office glitches and gaps in business support
SRO to expand former MFDA project to all dealers in 2024
Regulators found firms are failing to identify and manage conflicts in clients' best interests
His departure, effective July 31, has kickstarted other executive shifts
Firm admitted to serving retail investors before SRO approvals, systems in place
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