Integration costs to be paid by 2027, SRO projects
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
Advisors appreciate dealers that keep them informed and help them support wealthy clients
Shorter settlement cycle has succeeded in reducing risk, freeing up capital
Trade group calls for tech-neutral, principles-based approach to regulation
Regulators call time on interim approach to onboarding crypto firms
Move could raise £880 million for social causes, U.K. regulator says
Compliance review found violations of anti-money laundering rules
Firm winding down after running into capital trouble
Risky firms, crypto platforms add to compliance division's workload