Former head trader pays US$750,000
Pair misused material non-public information from Morgan Stanley
SEC sues Hong Kong pair over purchases
Illegal insider trading damages investor trust, says CFA president
Defendants Include hedge funds, lawyers and professionals at UBS, Bear Stearns, and Morgan Stanley
Court of Appeal dismisses application
A group of 12 securities industry associations issued a joint statement today reiterating their stance against insider trading.The associations say the statement reaffirms their commitment to promote fair and competitive markets in which inappropriate use of material nonpublic information is not tolerated. In addition, they pledged to undertake various initiatives to inform, educate and provide […]
Motion to be heard in Feburary
Regulators propose to delete record-keeping requirements
TSX ordered to provide end of day summary