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Keyword: Insider trading

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gavel with $100-bill background

Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group

Judge gavel, scales of justice and law books in court

Republican congressman Christopher Collins of New York, his son and others were arrested for their roles in an alleged insider trading conspiracy

Judge gavel, scales of justice and law books in court

Autorité des marchés financiers “very disappointed” with decision

Judge gavel, scales of justice and law books in court

An OSC panel was reasonable in concluding that advisors should have known they were acting on inside information

A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information

MFDA bans former rep for recommending unsuitable strategy

Former Aston Hill Asset Management exec has been banned from trading for two years and will pay a total of $11,000 for his role in the scandal

The decision marks the first time an appellate court in Canada has revoked a voluntary settlement

A portfolio manager, various executives and an advisor are alleged to have traded on information that was subject to a non-disclosure agreement

The are concerns the reports may increase costs for large shareholders

Court rules in favour of labour-sponsored venture fund against fund manager

Although the Ontario court dismissed the appeals of a securities lawyer and three brokers, it found that the OSC hearing panel’s reasoning was flawed in the case of one broker