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Keyword: Insider trading

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At issue was whether the broker knew—or should have known—that a trading tip was based on inside information

Judge gavel, scales of justice and law books in court

International plot to hack into SEC’s regulatory filing system allegedly netted US$4.1 million

gavel with $100-bill background

Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group

Judge gavel, scales of justice and law books in court

Republican congressman Christopher Collins of New York, his son and others were arrested for their roles in an alleged insider trading conspiracy

Judge gavel, scales of justice and law books in court

Autorité des marchés financiers “very disappointed” with decision

Judge gavel, scales of justice and law books in court

An OSC panel was reasonable in concluding that advisors should have known they were acting on inside information

A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information

MFDA bans former rep for recommending unsuitable strategy

Former Aston Hill Asset Management exec has been banned from trading for two years and will pay a total of $11,000 for his role in the scandal

The decision marks the first time an appellate court in Canada has revoked a voluntary settlement

A portfolio manager, various executives and an advisor are alleged to have traded on information that was subject to a non-disclosure agreement