The CSA is also sending out investor education tweets during Financial Literacy Month
Confirmation of receipt made easier for clients
The Ontario Securities Commission's IAP and FAIR Canada say that it's been a bad year for investor protection in Ontario
Disclosure document will be delivered to mutual fund investors within two days of their purchase
IAP says proposal lines up with disclosures that will be required under phase two of the Client Relationship Model reforms
Draft rules require firms to provide a mandatory Key Information Document
The CSA is finally moving to impose disclosure when mutual funds are sold, regardless of fund type or sales channel
The aim is to help investors make more informed decisions by them key information about a mutual fund
Comment period closes for proposed CSA risk classification methodology for mutual funds
Firm can deliver 100% of POS documents either electronically or in print