The new requirements for Fund Facts and the newly announced ETF Facts would come into effect in March and will be required as of September
Mackenzie and Quadrus will not have to deliver the document to clients if they’re in a program that automatically switches them to a lower-fee series
Some insurance products and ETFs are in regulators’ sights
Advisors who sell mutual funds face new risk and cost disclosure rules. Learn what you need to know to build client trust — and what to avoid. Register and earn CE credits.