The research will cover activity from 2016 through 2019 and is expected to be completed by 2021
Although new delivery requirements for Fund Facts kick in this month, looming reforms to a key component of the disclosure document remain a work in progress
Advisors must understand what “delivery” means — including the exceptions — to ensure they’re prepared to meet the new requirements
Some insurance products and ETFs are in regulators’ sights
Advisors who sell mutual funds face new risk and cost disclosure rules. Learn what you need to know to build client trust — and what to avoid. Register and earn CE credits.
The move to pre-trade delivery of Fund Facts is set for May 30
The recommendation for both mutual funds and ETFs largely follows the approach that’s already widely in use
Advisors selling mutual funds must soon take clients through "Fund Facts"
It’s becoming more important for advisors to leverage technology to maintain an audit trail showing compliance that you’re doing the right thing
Fund Facts just doesn't do the job