Self-regulatory organization aims to harmonize with CSA's revised requirements
Integration costs to be paid by 2027, SRO projects
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
Competition and regulation pressuring firms' margins, earnings
Fraud claims pass suitability issues among investment cases
Bond ETFs drove sales up in June, IFIC says
Self-regulatory organization reported year-over-year decline in decisions and sanctions
Failing to reveal impaired driving incident leads to denial
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns