The Ontario government’s recently published proposal for regulating financial planners gets a lot of things right, but several concerns remain with the proposed legislation
Committee member will provide the Quebec regulator with feedback on the insurance and financial planning sectors
This year’s topic was “The Appropriate Use of Social Media in a Financial Planning Practice”
A co-ordinated approach that doesn’t duplicate existing regulatory oversight will address an important regulatory gap in investor protection
The majority of Canadians surveyed have at least one financial regret
FPSC and IQPF update long-term projections for financial planners
Policy-makers called on to do more than they’re proposing
Financial planners and financial advisors need to understand the market trends affecting financial planning and the evolution of advice
More than half of the cases heard by FPSC’s disciplinary hearing panel in 2017 resulted in a suspension
Canada has a key role to play in developing research that helps financial planners serve clients’ increasingly complex needs