Wetston says exempt market rules should allow for efficient capital raising, investor protection
Awards acknowledge Canadian exempt market business leaders
Proposal outlines what the OSC considers in determining what constitutes a prohibited blanket order
Investor advocacy group says proposed exemption will undermine investor protection and confidence in markets
EMDs and portfolio managers are against being forced to use OBSI as their dispute-resolution mechanism
The creation of a new registration category has been scrapped. New rules will be put in place to restrict the activities of EMDs
The CSA will be proposing rule amendments to prohibit EMDs from providing brokerage services
Regulator imposes conditions on another exempt market dealer, Trafalgar Associates
The National Exempt Market Association will be putting together educational programs, among other initiatives
Regulator proposes to revoke exemption which allow firms to trade in the exempt market with registering